Saturday, May 26, 2012

CFPB (Consumer Financial Protection Bureau) Examination Matrix

There has been much talk and many questions about whether or how our products help our customers manage the risks associated with a CFPB examination.  Although the risks of an examination by the CFPB in the near future are low, state regulators and FDIC examiners are also using the CFPB examination guide. 

To assist you in

1.)    evaluating whether your current procedures are sufficient, and
2.)    providing your examiner a reference tool to review your procedures

we have compiled a CFPB Examination matrix which you should keep as part of your Quality Control Plan documents.  It should be referenced in examination preparation. 

For your reference, we have included a copy of this on our Consumer Financial Protection Bureau page at 

For Document Management Customers

If you have the live template, this update has already been uploaded to Quality Control/Forms.  See your available downloads at

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